|
In 1988 Ronnie Dugger wrote the definitive
article on computerized vote fixing. Much of what we saw in
Florida in 2000 was covered in his article, almost as though
someone used it as a guide. It's never before been on the
web since it predates the internet.
But here it is, digitized.
Post a link to it from your site.
Save it to your hard drive.
Put it on your own site.
Email it to everyone you know.
Alllie
(alllie@newsgarden.org)
ANNALS OF DEMOCRACY
COUNTING VOTES
By Ronnie Dugger
(Txt
Version)
The New Yorker, November 7, 1988
DURING the past quarter of a century, with hardly
anyone noticing, the inner workings of democracy have been
computerized. All our elections, from mayor to President,
are counted locally, in about ten thousand five hundred political
jurisdictions, and gradually, since 1964, different kinds
of computer-based voting systems have been installed in town
after town, city after city, county after county. This year,
fifty-five per cent of all votes-seventy-five per cent in
the largest jurisdictions-will be counted electronically.
If ninety-five million Americans vote on Tuesday, November
8th, the decisions expressed by about fifty-two million of
them will be tabulated according to rules that programmers
and operators unknown to the public have fed into computers.
In many respects, this electronic conversion
has seemed natural, even inevitable. Both of the old ways
-- hand-counting paper ballots and relying on interlocked
rotary counters to tabulate votes that are cast by pulling
down levers on mechanical machines -- have been shown to be
susceptible to error and fraud. On Election Night, computers
can usually produce the final results faster than any other
method of tabulation, and so enable local officials to please
reporters on deadlines and to avoid the suspicions of fraud
which long delays in counting can stimulate.
Recently, however, computerized vote-counting
has engendered controversy. Do the quick-as-a-wink, computerized
systems count accurately? Are they vulnerable to fraud, as
well, even fraud of a much more dangerous, centralized kind?
Is the most widely used computerized system, the Votomatic,
which relies on computer punch-card ballots, disenfranchising
hundreds of thousands of voters?
It appears that since 1980 errors and accidents
have proliferated in computer-counted elections. Since 1984,
the State of Illinois has tested local computerized systems
by running many thousands of machine-punched mock ballots
through them, rather than the few tens of test ballots that
local election officials customarily use.
As of the most recent tests this year, errors in the basic
counting instructions in the computer programs had been found
in almost a fifth of the examinations. These
"tabulation-program errors" probably would not have been caught
in the local jurisdictions. "I
don't understand why nobody cares," Michael L. Harty, who
was until recently the director of voting systems and standards
for Illinois, told me last December in Springfield. "At one
point, we had tabulation errors in
twenty-eight per cent of the systems tested, and nobody
cared."
Robert J. Naegele, who is the State of California's
chief expert on certifying voting systems and is also the
president of his own computer consulting firm, has been hired
by the Federal Election Commission (F.E.C.) to write new voluntary
national standards for computerized vote-counting equipment
and programs. Last spring, in San Francisco, at a national
conference of local-election officials, I asked Naegele whether
computerized voting as it is now practiced in the United States
is secure against fraud.
He pointed a thumb at the floor.
"When we first started looking at this issue, back in the
middle seventies, we found there were a lot of these systems
that were vulnerable to fraud and out-and-out error,"
he said.
I asked him whether he regarded as adequate
the typical fifty-five-ballot "logic-and-accuracy public test"
that is conducted locally on the Votomatic computerized punch-card
vote-counting system-which about four in ten voters will use
on November 8th-and he said, "No."
Would such a test discover,
for example, a "time bomb" set to start transferring a certain
proportion of votes from one candidate to another at a certain
time, or any other programmers' tricks?
"Of course not," Naegele
said. "It's not a test of the system. It's not security!"
The old mechanical machines prevent citizens
from "overvoting"-voting for more candidates in a race than
they are entitled to vote for-but the Votomatic systems do
not. Not only can people using these systems overvote but
election workers, if they are dishonest, can punch extra holes
in ballots to invalidate votes that have been correctly cast
or to cast votes themselves in races the voter has skipped.
In the 1984 general election, about a hundred and thirty-seven
thousand out of a total of 4.7 million voters in Ohio did
not cast valid ballots for President-mostly, according to
Ohio's secretary of state, because of overvoting. The computerized
punch-card voting system is "a barrier to exercise of the
franchise," and causes "technological disenfranchisement,"
Neil Heighberger, the dean of the College of Social Sciences
at Xavier University, in Cincinnati, concluded in a recent
study he made of the subject.
A federal judge, William L. Hungate, ruling
last December on a lawsuit in St. Louis, declared that the
computerized punch-card voting system as it has been used
in that city denies blacks an equal opportunity with whites
to participate in the political process. The suit was filed
by Michael V. Roberts, a black candidate for president of
the Board of Aldermen who in March of last year had lost to
a white by a fourth of one per cent in a city election in
which voting positions on ballots in the black wards were
more than three times as likely not to be counted as those
in white wards. Roberts, who was joined in the suit by the
St. Louis branch of the National Association for the Advancement
of Colored People, contended that computerized voting is such
a relatively complex process that it is tantamount to a literacy
test, and literacy tests have been prohibited by federal law
as an unconstitutional burden on the right to vote.
Judge Hungate found that in four local
elections since 1981 voting positions had not been counted
by the computerized system on anywhere from four to eight
of every hundred ballots in black wards, compared with about
two of every hundred in white wards (and also
found that in the March, 1987, election the computerized returns
from six per cent of the precincts had "irreconcilable discrepancies").
The evidence indicated that the computer had passed over the
uncounted positions because of either overvoting or undervoting,
which is failing to cast a vote in a race. The Judge ordered
officials to count by hand all ballots that contained
overvotes or undervotes and to intensify voter education in
the black wards, but the city appealed, arguing that the racial
differential does not always hold true in the city's elections.
The Missouri secretary of state, Roy Blunt, called the order
to recount the ballots by hand unfair and said that it could
"make punch-card voting unworkable."
In Pueblo, Colorado, in 1980, suspicions
about the vote-counting on punch-card equipment led to an
investigation by a computer expert, but nothing was proved.
In Pennsylvania,
in 1980, two of three examiners recommended that the Votomatic
punch-card system marketed by Computer Election Services (C.E.S.),
of Berkeley, California, be rejected, on the ground that it
was fraud-prone, but the secretary of the Commonwealth of
Pennsylvania approved it anyway.
In Tacoma, Washington, in 1982 and 1987, in the only
known local referendums on computerized voting, citizens'
crusades, led by a conservative Republican, Eleanora Ballasiotes,
that focused on the vulnerabilities of computers to fraud
resulted each time in the voters' three-to-one rejection of
the systems that their local officials were about to
buy. A group of defeated Democratic candidates in Elkhart,
Indiana, sued local election officials in 1983, alleging
that computer-based irregularities had occurred in a 1982
election; they have since lost three lawsuits, and a fourth
one continues. In Dallas, Terry Elkins, the campaign manager
for Max Goldblatt, who in 1985 ran for mayor, came to believe,
on the basis of a months long study of the surviving records
and materials of the election, that Goldblatt had been kept
out of a runoff by manipulation of the computerized voting
system. The attorney general of Texas, Jim Mattox, was impressed
by the charges and conducted an official investigation
of them. Dallas authorities have declared that since there
is no evidence of criminal behavior the case is closed, but
Mattox has refused to close it. "I do not think that there
were adequate explanations for the anomalies," he told me,
in Austin.
COMPUTER programmers working for the private
companies that sell election equipment write their programs
in higher computer languages or the intermediate assembly
language, and these are translated or compiled into the binary
language of ones and zeros which computers understand. The
original programs, which are centrally produced, are commonly
called "source codes;" only a few
local governments own and control the source codes that are
used in their jurisdictions. According to Jack Gerbel,
a founder of C.E.S., who has sold more computerized vote-counting
equipment than any other individual in the country, about
half the time the companies' programmers also write the codes
that "localize" (or "initialize") vote-counting systems for
the specific elections of each jurisdiction. The
source and local codes together tell the computers how to
count the votes. Local public tests may or may not adequately
test the local codes, but, as Naegele said, they do not test
the source codes.
The election-equipment
companies, which thus both sell and program the computers
that tabulate public elections, have long contended, in and
out of court, that they own the source codes and must keep
them secret from everyone, including the local officials
who conduct elections.
n 1985, Jack Kemp (no relation of the congressman),
the president of C.E.S., which was then the leading election-equipment
company in the country, warned in so many words that an outsider
who got the company's source code could compromise elections
with it. Through an affidavit that Kemp furnished for a lawsuit
in Charleston, West Virginia, the company affirmed that the
security of the vote-counting in C.E.S.equipped jurisdictions
depended in large measure on its retention of the secrets
of the code, and that there would be "a grave risk" to this
security if the defeated candidates were permitted to see
the code. "The significance of the company's proprietary interest
in its software is incalculable from our perspective," Kemp
asserted.
That significance is incalculable from the
voter's perspective, too. Insofar as source codes have not
been opened to examination on behalf of the public-and most
have not-instructions to computers on how to count votes appear
to have become a trade secret. Only a few states have demanded
copies of the source codes, and only in the last year or two
have any states examined them. Thus
most of the local officials who preside over computerized
elections do not actually know how their systems are counting
the votes, and when they officially certify that the election
results are correct they do not and cannot really know them
to be so.
After systems that use computer punch cards as ballots have
counted the votes, manual recounts of the holes in the punch
cards can be demanded, provided the cards have not yet been
destroyed by local officials-as is permitted by most local
laws after a specified period of time. But in
a new computerized system, "direct-recording electronic" (D.R.E.),
which is becoming more widespread, there are no individual
ballots, and, the way these new machines are now being used
in many jurisdictions, recounts are impossible, for the program
destroys the electronic record of each voter's choices the
instant after it counts them.
The dominant company now in the sale and
programming of computerized vote-counting systems for public
elections, Cronus Industries, of Dallas, is better known as
its sole and wholly owned subsidiary, the Business Records
Corporation (B.R.C.). Cronus/ B.R.C. has accused the R. F.
Shoup Company, of Bryn Mawr, Pennsylvania-one of its rivals
for a fortymillion-dollar voting-equipment order from New
York City-of infringing B.R.C. patents in the very D.R.E.
vote-counting machine, the Shouptronic, that Shoup is trying
to sell to New York. In a lawsuit filed last November in Philadelphia,
Cronus, on whose equipment between thirty and forty-five million
votes will be counted this year, has also sought to discredit
Shoup, on the basis of a 1979
conviction of Ransom Shoup II, the president of the company,
of two federal felonies-conspiracy and obstruction of justice-in
connection with an F.B.I. investigation of an election in
Philadelphia that had been counted on mechanical-lever machines.For
these offenses, Ransom Shoup was fined ten thousand dollars
and given a three-year suspended sentence. Counterattacking,
the Shoup firm, whose equipment will tabulate an estimated
million and a half votes on November 8th, has accused Cronus
of reaching for "a virtual monopoly on the entire business
of supplying voting equipment for use in political elections
in the United States" and has alleged
that the Cronus vote-counting systems that are in use "inherently
facilitate the opportunity for various ... forms of fraud"
and "create new and unique opportunities for fraudulent and
extremely difficult-to-detect manipulation and alterations
with respect to election results."
In 1985 and 1986, Cronus bought Computer
Election Systems and also eight smaller election-equipment
and election-printing firms, while selling off three other
subsidiaries, thereby transforming itself, in eighteen months,
from a small conglomerate of disparate industrial businesses
into the titan of the computerized-vote-counting business.
Cronus is now responsible for most C.E.S.
systems that are still in service and for a computer-based
"mark-sense" voting system that B.R.C. has sold in the past
few years. B.R.C. also sells computerized voter-registration
systems; election supplies, including, this year, perhaps
a hundred and sixty million punch-card ballots; election assistance
and service; and other computerized information services for
local governments. C.E.S. used to take pride in publicizing
the millions of votes cast on its machines (a total of three
hundred and fifty million between 1964 and 1984), and after
Cronus bought C.E.S., in 1985, C. A. Rundell, Jr., then the
chairman and chief executive officer of Cronus, told a reporter
that his company had about forty per cent of the election-service
market.But when I asked Rundell earlier this year
how many votes Cronus systems will count in 1988 and in which
jurisdictions, he refused to say. "We certainly are not going
to provide you with a list of customers and the kinds of systems
they have," he declared. "We've got to ask how much competitive
intelligence we divulge to our competition." He did volunteer
that the total for votes counted by Cronus systems was below
thirty-five million. Officials at R. F. Shoup, however, seeking
to prove that Cronus is a monopoly, charge that Cronus systems
will count fifty or sixty million votes on November 8th. In
any case, Cronus and C.E.S. systems are used by the voters
in such cities as Los Angeles, Chicago, Detroit, Houston,
Phoenix, Miami, Seattle, Minneapolis, Cincinnati, and Cleveland.
On Election Day, about one in every three
American voters still pulls down the lever on an old thousand-pound
mechanical-lever machine, and about one in every nine still
marks the old-fashioned paper ballot that is counted by hand.
In the past two years, however, more than eighty United States
counties have abandoned lever machines, and more than ninety
have abandoned paper ballots, the replacements being in most
cases either D.R.E. or mark-sense systems. In mark-sense systems,
which are also called "optical-scan," computers employing
light or electrical conductivity count votes that have been
cast on ballots with pencils or markers. Mark-sense is now
used by about eight per cent of the voters; a multi-punch-card,
count-the-holes computer system called Datavote, which is
sold by Sequoia Pacific Systems Corporation, of Exeter, California,
is used by about four per cent; and electronic D.R.E. systems,
the newest computerized voting technology, are used by about
three per cent. "The election business is shifting into the
mark-sense and the electronic [D.R.E.] stuff," according to
Richard J. Stephens, the president of a small election company
in Escondido, California, who has been in the field since
1966. "The punch-card systems will remain out there, but B.R.C.
is not trying to sell punch-card anymore-it's selling mark-sense
now."
THE private business of counting votes in
public elections can be realistically understood only as a
small, if extremely important, segment of the computer industry
itself, and thus a business that has both the strengths and
the weaknesses of the over-all industry. The computer industry's
strengths-astoundingly vast and rapid computational power,
the automation of trillions of transactions have been well
known for some time, but the weaknesses have come to be understood
only lately. In recent years, the vulnerability of computers
to tampering and fraud has become a commonplace in many industries.
Computer operators do not leave
fingerprints inside a computer, the events that occur inside
it cannot be seen, and its records, and printouts can be fixed
to give no hint of whichever of its operations an operator
wants to keep secret.
The practical problem of the computer age is invisibility.
Hackers-adventurous programmers-penetrate corporate and governmental
computers for fun and jimmy the programs in them for gain.
"Electronic cat burglars" have stolen billions of dollars
from banks and other businesses-a billion a year by a recent
estimate of the American Bar Association. By means of computer
fraud employees have raised their salaries and students have
raised their grades. Caltech students printed out more than
a million entry blanks for a McDonald's contest and won a
Datsun station wagon. Employees of a federal agency diverted
tens of thousands of dollars to nonexistent employees. In
the infamous 1973 Equity Funding Corporation fraud, company
officials and other employees typed into their computers names
of about sixty-four thousand people who didn't exist as holders
of more than two billion dollars' worth of life-insurance
policies that didn't exist but were "resold" to reinsurers.
"Electronic dead souls," the writer Thomas Whiteside has called
these fabricated customers.
Whether or not elections have ever been stolen
by computer before, some citizens and some officials are asking
if it could happen in the future. Could
a local or state office or a seat in the United States House
of Representatives be stolen by computer? Might the outcome
of a close race for a United States Senate seat be determined
by computer fraud in large local jurisdictions?Since,
under the state-by-state, winner-take-all rules of the electoral
college, a close Presidential election can be decided by relatively
few votes in two or three big states, could electronic illusionists
steal the Presidency by fixing the vote-counting computers
in just four or five major metropolitan areas?Could
people breaking into or properly positioned within a computerized-vote
counting company, acting for political reasons or personal
gain, steal House or Senate seats, or even the White House
itself?
Randall H. Erben, the assistant secretary of state in Texas,
who served as special counsel on ballot integrity to President
Ronald Reagan's campaign in 1984 and, in 1986, headed a similar
group for Governor Bill Clements, of Texas, told me in Austin,
"I have no question that somebody who's smart enough with
a computer could probably rig it to mistabulate. Whether that
has happened yet I don't know. It's going to be virtually
undetectable if it's done correctly, and that's what concerns
me about it." Willis Ware,
a Rand Corportion computer specialist, warned those attending
a 1987 conference on the security of computer-tabulated elections,
"There is probably a Chernobyl or a Three Mile Island waiting
to happen in some election, just as a Richter 8 earthquake
is waiting to happen in California." The
chief counsel of the Republican National Committee, Mark Braden,
told me that he has yet to see a proved case of computer-based
election fraud, but added, "People who work for us who know
about computers claim that you could do it."
Some
officials concerned with elections think about the unthinkable
in their field; namely, the stealing of a Presidential election
by computer fraud in the vote-counting in metropolitan areas
of key states. Steve White, the chief assistant attorney general
of California, said to me last spring in Sacramento, "It could
be done relatively easily by somebody who didn't necessarily
have to be all that sophisticated. Given the importance of
the national election, sooner or later it will be attempted.
There is a real reluctance to concede the gravity of the problem."
Jim Mattox, the Texas attorney general, while
discussing Cronus/B.R.C./ C.E.S., exclaimed to me in dismay
a year ago, One thing is
clear: one company in the United States should not have as
big an impact on elections as this company has got. Nobody
should have in a democracy. The right to vote is too sacred."
COMPUTERS can
be ordered to transfer votes from one candidate to another,
to add votes to a candidate's total, to determine an outcome
in accordance with a specified percentage spread. All the
computer experts I have spoken with agreed that no computer
program can be made completely secure against fraud.Where
they differed was in their characterizations of this fact.
Local election officials and election equipment-company specialists,
executives, and salesmen usually took the position that state
certification procedures and local logic-and-accuracy tests
provide enough security for reasonable assurance that elections
are honestly counted. The independent computer specialists
I interviewed were divided, generally speaking, into two camps.
One, led by Roy Saltman, of the National Bureau of Standards,
Robert Naegele, and Lance Hoffman, of George Washington University,
sees local-election theft by computer as possible, but stresses
the fact that no case of program tampering has been proved.
This camp attributes the manifold problems of computerized
vote-counting entirely or almost entirely to inadequacies
in the administration of elections and insufficient testing
of the equipment, and regards the theft of the Presidency
by computer as, in effect, impossible. The
other, led by the Pennsylvania voting-systems examiner Michael
Shamos and the computer specialists Howard Jay Strauss, of
Princeton, and Peter G. Neumann, of S.R.I. International,
a nonprofit research institution in Menlo Park, California,
emphasizes the ease of concealing theft by computer "without
a trace;" characterizes local elections as very vulnerable
to fraud; and regards the
theft of the Presidency by computer as entirely possible.
Should citizens delegate the job of vote-counting
to technicians? Most people do not know
enough about computers to be able to tell what is happening
during computerized vote-counting, even if they are looking
straight at the card readers and computers. In Dallas
last year, during a conference of citizens concerned about
this issue, David T. Stutsman, an Indiana attorney with experience
in contested-election cases, said, "In
traditional elections, the people in your neighborhood, your
neighbors, had the responsibility and the legal duty to supervise
an election. They counted the votes. The precinct officials
don't count the votes anymore. The power-that is, political
power-has gone to the venders, to the venders' representatives,
and to the people that operate those machines." He also said,
"You're putting more power in the hands of fewer people."
Demands for much stricter security in computerized
elections appear to be gaining adherents in many quarters.
Sometime after the November election, results the National
Clearinghouse on Election Administration, a grandly named
four-person office in the F.E.C., will publish voluntary,
but potentially influential, national standards for the security
and accuracy of computerized elections. In a late-summer draft,
the Clearinghouse proposed that the election-equipment companies
place their source codes in escrow, the idea probably being
that in the event of seriously disputed election results the
codes could be obtained and examined by representative's of
the public.
THE evolution from counting paper ballots
one at a time to counting as many as a thousand punch-card
ballots a minute occupied about seventy years-a period that
can be seen as having opened in 1892, when lever voting machines
first appeared. Four years later, Joseph P. Harris, the inventor
of the Votomatic system, was born, on a farm in North Carolina.
In the First World War, Harris was a flying instructor, and
afterward he helped pay for his doctorate in political science
at the University of Chicago by flying the mail between Chicago
and Cleveland in open-cockpit planes. A favored student of
Charles Merriam, who was seeking to develop a scientific basis
for understanding politics, Harris became a teacher and a
scholar who over four decades wrote many books on politics
and elections. He refined and championed the process of permanent
voter registration, and it was largely through his efforts
that permanent registration replaced the earlier system of
recurring reregistration. In the nine-teen-thirties, drawn
to Washington by the New Deal, he served on committees advising
President Roosevelt on economic-security and administrative
management issues.
Early in his career, Harris saw for himself that the politicians
in big cities stole votes easily. Touring voting places during
a Chicago election in the nineteen-twenties, he spotted a
shotgun at one precinct and also noted "a good deal of corruption
that you could see." In a 1934 book, "Election Administration,"
he recounted the details of proved ballot-stuffing, repeat
votes cast by paid drunks (sometimes fifteen or twenty times),
and shameless miscounting in Philadelphia, Pittsburgh, and
Cleveland, and he quoted Boss Tweed's testimony before the
Board of Aldermen in New York City that he had routinely instructed
his Tammany Hall men to "count the ballots in bulk, or without
counting them announce the result in bulk, or change from
one to the other, as the case may have been," and Tweed's
further statements that "the ballots made no result; the counters
made the result," and "I don't think there was ever a
fair or honest election in the City of New York." During several
summers in the nineteen-twenties, Harris supervised the installation
of lever voting machines made by the Automatic Voting Machine
Company, of Jamestown, New York (he gave up the job with A.V.M.
because he felt that it tainted him somehow). He was struck
by the machines' complexity, weight, and cost, but he also
realized that the lever machines represented a big step forward
in a long process. People had voted with kernels of corn or
black and white beans in Massachusetts in the sixteen-forties,
viva voce or by a show of hands in pre-Revolutionary times,
and on paper ballots that they wrote out for themselves or
had written out for them, then on printed ones, then on the
secret and official printed "Australian" ballots that
were adopted generally in the second half of the nineteenth
century. When a voter using the mechanical machine presses
down a lever beside a printed choice, the return of the lever
to its original position causes a tenth of a turn on a tens
counter, which is connected to a hundreds counter. A.V.M.
was the first large firm in the field. Samuel R. Shoup, the
grandfather of the president of the present R. F. Shoup Company,
organized the principal rival to A.V.M., the Shoup Voting
Machine Corporation (S.V.M.), in 1905.
By 1928, a lever machine was used by about one of
every six American voters. In the early thirties, while he
was a professor of political science at the University of
Washington, Harris began to have constructed in the university's
engineering shops a gizmo that he thought of as the application
of the principle of the player piano to the mechanical voting
machine. ("The computer was beyond my dreams," he said later.)
One voted on Harris's device by depressing keys that made
perforations in a paper roll, and in due course the machine
would automatically count the perforations and print the results.
A Seattle businessman went halves on it with Harris, and in
1934, after much difficulty, the moonlighting professor
won a patent, but by then he understood that financially the
project was far beyond him and his friends. He invited "the
I.B.M.," as he called the International Business Machines
Corporation, to develop and market his device, but, in 1937,
the company turned him down. On the eve of the Second
World War, he was still tinkering with the machine-considering
entering votes on the paper roll as lead marks that could
be read electrically, or even, as he wrote to I.B.M.'s director
for market research in 1939, "on a punch card."
For Harris, as for nearly everyone, the war
intervened, and he taught management and administration at
a school for military officers. One day in the early nineteen-sixties,
though, when he was teaching at the University of California
at Berkeley, a former student asked him if he had ever thought
of using a standard I.B.M. computer punch card for vote-recording.
"I hadn't, but I did," Harris wrote later; he had forgotten
his own idea of 1939. Soon after he had been asked
about the I.B.M. card, the election chief of Alameda County,
California, complained to him that the lever voting machines
could barely handle the current ballots, which kept growing
longer. "Joe," he said, "what we need is some kind of a simple
mechanical device that can be related some way to a computer."
In that context, the election official talked about the I.B.M.
Port-a-Punch, a hand-held device for punching out the rectangles
on the I.B.M. card. "I started to think," Harris said later.
After a cataract operation in 1962, as he lay bedridden for
two weeks with pads taped over his eyes, he had a eureka experience:
he suddenly visualized "a computer card in an inexpensive
holder with a permanent election `book' pre-marked with candidates
and issues."
The founding president of C.E.S., Robert
P. Varni, told me what happened next. We were in his apartment
in San Francisco, a twenty-third-floor Nob Hill penthouse
looking out across the great sweep of the bay, the islands,
and the bridges. "I was working for I.B.M.," he said. "One
of my accounts was U.C. Berkeley. I got a call from Joe Harris.
He asked about the I.B.M. Port-a-Punch. `I have an idea, and
I'd like to borrow it for a while,' he said. He didn't want
to buy it. It was an eight-dollar item. He wanted to borrow
it, along with about a dollar and a half's worth of punch
cards."
Assisted by William S. Rouverol, a retired
professor, who was an engineer, Harris cobbled together his
ingenious new device for computerized vote counting. "After
a while," Varni went on, "he called and said, `I've done something
interesting with that Port-a-Punch you lent me.' I went to
his office and he showed me the first prototype of the Votomatic."
Harris said later that he had derived the name of his invention
from the Shine-O-Matic, a shoeshine machine he had read about
in the Sunday paper.
Varni is now the trim, prosperous chairman
of a firm that computerizes police and fire departments. As
he recalled those early days, he often broke into a warm smile.
Harris didn't know anything about computers and needed someone
who did, so, in 1963, Varni sent him to Kenneth Hazlett, an
athletic young man who was the foreman of the university's
computer room. Hazlett had had only two years of higher education,
at Oakland City College, but he had been introduced to tabulating
machines during a two-year spell in the Navy, and after taking
an I.B.M. course in programming he had begun teaching the
skill to some of his staff at Berkeley.
"Joe Harris walked into my office with a
handful of these Port-a-Punch cards and wanted to know if
they'd go through a computer," Hazlett recalled. "I walked
him outside my office to a small I.B.M. computer, and from
the console I keyed in about a three instruction loop that
would simply flush these cards through the card reader. And
they went sailing through. Joe Harris just lit up!" Harris
realized that he could use the cards themselves as ballots.
He showed Hazlett a mockup of the prototype, and, Hazlett
said, "I agreed to do him a real program." To produce and
sell his invention, Harris then formed Harris Votomatic, Inc.,
with a quarter of a million dollars he raised from about two
dozen of his colleagues at the university, including Hazlett,
and from Varni. Having retired from teaching, he then began
driving around the West trying to sell his invention.
Devising the early programs for what became
the C.E.S. systems, Hazlett gave next to no attention to security
against the kinds of fraud that could be concealed in the
computerized system itself. "There are two problems," he told
me last spring in his sunlit apartment in Corvallis, Oregon.
"One is getting the system to work the way you want it to,
and the other problem is avoiding fraud. We concentrated mainly
on the first. Then, beyond that, we worked with county and
state governments, cooperated in developing procedures for
logic-and-accuracy-testing programs -which is running ballot
cards having known votes through and verifying the totals
that are produced, and even the counting by hand or machine
of selected precincts post-election to look for fraud or error.
And that's about all we can do."
Does Hazlett have confidence now in the security of computerized
elections against fraud?
"Not a hundred per cent," he said. However,
he added, he knew of no elections that had been stolen by
computer.
Is a logic-and-accuracy test actually
a test of a system's accuracy?
"Obviously it isn't as far as you could go in testing the
program," Hazlett said. "It's a very simple test. If
a programmer had the necessary programming tools, he or she
could get around that kind of test-of course. Knowing that
the deck is fifty-five cards, you could trigger some function
to come into service after fifty-five cards. Use your imagination-there
are any number of things you could do. It's not an easy problem."
According to Donald
G. Baumer, an engineer who worked with Hazlett, both of them
realized that the Votomatic counting system could be manipulated-for
instance, through the toggle switches that were on the front
of a Data General Nova computer -but it was assumed that nobody
would do this, because anybody who tried it could be seen.
In the workshop at his small election-equipment company, near
San Francisco, Baumer explained, "The concept was to devise
a program that no one could ever get to - you would have to
be a knowledgeable person, you would have to have the source
code, and you would be very visible, standing in front of
a computer throwing switches."
As Harris got older, he realized that he
could not wheel around the country selling Votomatics forever.
Managers who were looking for new products had taken over
Varni's unit at I.B.M., and in 1965-Varni having disclosed
his investment-I.B.M. bought the assets and patents of the
Harris Votomatic and became for four years the nation's principal
computerized-election-equipment company. Harris served I.B.M.
as a paid consultant throughout the period.
"Glitches"-the term that company people seem
to prefer for errors and accidents in computer elections-began
to emerge in those earliest years. For example, in May, 1968,
in Klamath County, Oregon, candidates' positions on the ballots
were rotated in the precincts to avoid giving any candidate
the unfair advantage of the top position everywhere, but the
ballots got mixed up, and voters in more than a fourth of
the precincts punched out rectangles for candidates they did
not mean to vote for. Harris said later that as the new system
became controversial, I.B.M. responded in some communities
"by instructing its staff to describe the machine as the Harris
Votomatic," not I.B.M.'s.
In Los Angeles County in the June, 1968,
Presidential primary, deputy sheriffs were to carry voted
punch cards from the precincts to two regional counting centers-one
on Third Street, and the other at the I.B.M. Service Bureau
Corporation, on Wilshire Boulevard, next door to the Ambassador
Hotel. However, after Senator Robert F. Kennedy was shot that
night at the Ambassador, police cordoned off a four-block
area around the scene, and the tapes containing the totals
from the Third Street center could not be brought into the
I.B.M. building. The counting was not completed until nine
o'clock the next morning. Reporters were irritated by the
delay, and officials at I.B.M. began to wonder seriously about
the risks of the election business, which, comparatively speaking,
was providing only a small profit.
That November, in Missoula County, Montana,
in the national contest between Hubert Humphrey and Richard
Nixon, another difficulty arose. Joseph H. Chowning, who was
an I.B.M. salesman then, told me not long ago, "Through a
programming error in a few precincts, ballots cast for Nixon
were counted for Humphrey or vice versa." In traditional Republican
strongholds, Nixon was defeated, while Democratic redoubts
went for him. In a precinct where both paper and punchcard
ballots were used, Nixon swept the paper ballots, but the
computer voted for Humphrey by a landslide. The error was
caught immediately, Chowning said, but he and an I.B.M. publicrelations
man had to fly to Missoula to dispel the unease.
One other event, a singular one, came to
Chowning's attention about this time. "Just before or after
the 1968 election, there was an article or editorial in a
small suburban Chicago newspaper that came out and said that
the reason I.B.M. was in the business was to make Thomas Watson
President of the United States," he recalled, referring to
the chairman of I.B.M. "I'm guessing, but I'm sure it went
right straight to Mr. Watson's desk." Ken Hazlett, too, has
a vague memory of this. "I wondered at the time if T. J. Watson
was interested in running for President," he told me.
Chowning went on, "Here I.B.M. had a product
that guaranteed two or three per cent of its gross income
and eighty to ninety per cent of its publicity, not all of
it favorable." I.B.M. got out of the vote-counting business.
By 1969, it had licensed five voting equipment companies to
sell the Votomatic: two in Illinois, one in New York, one
in Tulsa, and C.E.S., which was founded by Varni and three
other I.B.M. men-Chowning, Jack Gerbel, and Ken Hazlett (whom
I.B.M. had hired to write programs for the Votomatic)-and
which therefore had the great advantage of its executives'
association with I.B.M.'s reputation.
Varni and his team at C.E.S. had a good run.
By 1976, nearly seventeen million voters-more than a fifth
of all those voting for President that year-entrusted their
election decisions to C.E.S. counting systems.
The C.E.S. Votomatic punch-card system "has
probably had more effect on the country than almost any other
product," Varni said to me. Although today it is generally
regarded as an outmoded technology, it is by far the most
widely used method of counting votes by computer. The Votomatic
is based on the assignment of a tiny, numbered pre-perforated
rectangle on a standard eighty-column, twelve-row I.B.M. punch
card to each candidate and the assignment of other rectangles
to the "yes" and "no" positions on each question to be voted
on. This punch card, covered with numbers but displaying no
names of candidates and none of the propositions to be voted
on, is the ballot. The vote recorder, which is the
Votomatic, is a spined booklet listing the choices of the
day in writing and mounted over a plastic mask that is designed
to prevent voters from punching out any holes but the ones
they are supposed to be able to punch. The voter slides the
punch card underneath the booklet and then fits two holes
near the top of the card onto two posts that are intended
to keep the card properly aligned under the booklet. Alongside
the choices printed on each page, arrows point to holes that
match numbered rectangles on the underlying card. The voter
turns the pages and, using a simple stylus attached to the
device by a chain, punches out the rectangles that, as holes
in the punch card, express his or her choices.
After the polls close, stacks of the voted
punch cards are fed into card readers, in each precinct or
in one central counting place, depending on the preference
of the officials of the jurisdiction. A blower in each reader
creates an air-stream and fluffs up some of the cards at the
bottom of the stack; a pump creates a vacuum; and a spinning
cylinder attached to the pump seizes a ballot and flings it
past a light whose beam flicks through each punched-out hole,
the cards whizzing through the reader at a rate of up to a
thousand a minute. If the spinning cylinder doesn't grab two
ballots at a time, if the minute punched-out rectangles of
cardboard have separated properly from the cards, and if the
computer underneath and connected to the card reader has been
programmed correctly, the computer then quickly and accurately
tabulates the votes; that is, it counts according to its location
each pinpoint of light that twinkles through a card for a
millisecond.
The punched-out scraps, which have come to
be called "chad," are supposed to be forced between two vertical
rubber strips underneath the ballot and into a chad box. Sometimes,
however, a chad does not break completely free from the card
and becomes a "hanging chad," and sometimes voting-hole rectangles
are merely indented by the voter's stylus. "Hanging chad has
been with us since the invention of the Votomatic," Hazlett
told me. C. A. Rundell, of Cronus, informed me during an interview
in his office in Dallas last fall that because of the chad
problem, and also because of wear and tear on the ballots,
vote totals may not change the first time ballots are run
through the card reader, and probably won't the second time,
but the third or fourth time they may change, "and then you've
lost your audit trail." The inexact science of divining what
the voter intended in the case of a mere indentation or whether
the card reader counted a hole that was partly or wholly blocked
by a hanging chad has been called "chadology."
Presumably, most of the elections counted
by the C.E.S. systems went smoothly ("People don't want to
read about a good election," Jack Gerbel told me in September),
but the company did have problems. In the 1970 primary in
Los Angeles, voters in some precincts voted for the wrong
candidates because of incorrect rotations; in other precincts
ballot pages were missing. A computer program did not record
totals on a hundred of its counters. Ballot cards jammed in
the card readers and had to be duplicated by election workers-clerks
were seen poking holes in punch cards with pencils. The central
computer stopped or was stopped six times during the counting;
and it was discovered only after the counting that more than
five hundred precincts had been overlooked.
In 1970, the election commissioners in St.
Louis, who were considering buying the Votomatic system, asked
the accounting firm Price Waterhouse to evaluate it, with
devastating results. Security controls on the Votomatic
would be "more easily subject to abuse" than those on the
mechanical machines in place, the firm said. Candidates'
names could be misaligned with the rectangles on the ballot
"by manipulation of the ballot book pages' printing or positioning,
by manipulating the positioning of the punched card used to
record the vote, or by manipulation of the program used to
tabulate the vote," the report continued. "It
is possible to write a program in such a way that no test
can be made to assure that the program works the way it is
supposed to work.... It is possible to set card readers to
misread the information punched into the cards. It is possible
to have instructions in computer memory to call in special
procedures from core, tape, or disk files to create results
other than those anticipated. . . . There is no practical
way to assure accuracy of the proposed computer tabulation
short of complete duplicate processing on third party computers
with reproduced ballot card decks and third party control
programs."
Gerbel, who was taking over the C.E.S. sales
effort in major jurisdictions, responded with a long recitation
of the customary tests and safeguards, and also emphasized
the system's acceptance in fifteen states, discounted "information
supplied by competitors," and concluded, "For six years, the
personnel of C.E.S. have answered the comments made in this
report by conducting successful Votomatic elections."
IN 1977,
C.E.S. was bought out by Hale Brothers Associates, a San Francisco
investment company controlled by Prentis Cobb Hale, Jr.When
his family acquired C.E.S., through a "friendly cash offer,"
for twelve million dollars, Prentis
Hale, an influential Republican who was given to partridge-hunting
with General Franco in Spain, was best known as
the Hale in Carter Hawley Hale (C.H.H.) -the nation's seventh-ranking
chain of department stores and the largest chain in the West.
The year Hale bought the election company, C.H.H. earned fifty
million dollars on sales of a billion and a half dollars.
A couple of years later, C.E.S. survived
an investigation by the antitrust division of the justice
Department. "We became the target of a criminal grand jury,"
David L. Dunbar, the company's president at that time, told
me recently. The investigation lasted more than a year, and
the company turned over a whole file cabinet of records to
the justice Department. The investigation
was dropped very early in 1981-in January or February, Dunbar
recalled, adding, "I used to kid people we had to get Ronald
Reagan elected to get this thing killed."
As the eighties opened, C.E.S. was the unchallenged leader
in the business of computerized vote-counting equipment. In
1980, C.E.S. systems were in place where about thirty-five
million Americans were registered to vote, and they counted
about three out of ten of the votes that were cast in the
United States. Two years later, C.E.S. equipment tallied thirty-six
per cent of the votes in the country. As of November 6,
1984, nine out of twenty votes, 44.2 per cent-were
counted on C.E.S. equipment in a thousand and nineteen jurisdictions
in forty states. To put this a different
way, the electronic technology made and marketed by one small
company housed in an industrial building near San Francisco
Bay counted the votes that were cast in more than sixty-four
thousand precincts where almost forty-seven million Americans
were registered to vote.
The period 1977 through 1986, when
C.E.S. for the most part dominated the computerized-election
business, was a time of technical mishaps and rising suspicion.
A precursor of the serious breakdowns that lay ahead had occurred
in a legislative race in Los Angeles in 1976. The outcome
was reversed twice-once by a machine recount, the second time
by holding every one of the hundred thousand ballots up to
a light and counting the holes one by one. "Hanging chad"
and "bulging chad," as the indented tabs were sometimes called,
were blamed for shifts of tens of votes in both directions.
In 1978, a candidate for comptroller
of the State of Illinois refused to believe he had lost Madison
County by a large margin, and it turned out, according to
Michael Hamblett, a member of the Chicago Board of Elections,
that the totals had "flipped-here was a computer flip-flop."
That same year, in a statewide recount for
secretary of state of Ohio (which Mark Braden, the present
general counsel of the Republican National Committee, helped
to conduct), only sixteen votes changed out of about three
million. But overvoting on punch-card ballots was beginning
to trouble Ohioans. Anthony Celebrezze, Ohio's secretary of
state, estimating that about fifty-five thousand voters had
had their votes invalidated in this way, asked, "Are they
being partially disenfranchised by some peculiarity of the
equipment itself"
In El Paso, Texas, the winner of a
1978 school-board race, Marvin Gamza, was deprived
of his victory when the computer failed to count votes cast
for him in three precincts, because ballot layouts from an
earlier election had been used in them. Suspicions were
voiced that the mistake had been deliberately left uncorrected,
and the federal judge who heard the case, John H. Wood, was
angered when he learned, from the television news one night,
that some of the relevant ballots had been burned. He concluded
that "a willful effort" had been involved in the error, rejected
the claim of the putative winner, and installed Gamza on the
school board.But Judge Wood was overruled on appeal,
because Gamza had filed his protest too late. "The winner
lost," said Malcolm McGregor, Gamza's lawyer, but McGregor
doubted whether the mixing up of the layouts was premeditated,
because, he said, "a baboon would not have tried to steal
the election that way."
In 1980, computerized vote-counting faltered
seriously in a number of jurisdictions across the country.
A study by the city clerk of Detroit concluded that in a primary
conducted on the C.E.S. punch-card system, which the city
had just installed, votes on one out of every nine ballots
cast had been invalidated-fifteen thousand in all because
people had tried to vote in two parties' primaries.
In that same year, when a mark-sense system
sold by Martel Systems, of Costa Mesa, California, was used
for the first time in Orange County, California, a Republican
stronghold, there was a four-day delay in the count. On Primary
Night, more than fifty precinct-level memory cartridges had
broken down, and-because of programming errors, it was explained-the
computers had given about fifteen thousand Democratic-primary
votes meant for delegates for Jimmy Carter or Edward Kennedy
to delegates for Lyndon LaRouche and Jerry Brown.
Montana law permits voters to demand paper
ballots, and in Missoula (where votes for Humphrey and Nixon
had been interchanged in 1968) as many as thirty per cent
of the voters chose to vote this old-fashioned way. Still
in this same year, 1980, card readers broke down in jurisdictions
in Michigan, Arkansas, Indiana, and Utah. In Salt Lake City,
a central card reader started "putting out jumbled numbers
on about three out of every hundred ballot choices," according
to a news report. In a township in Ohio, two tax proposals
were switched; the voters would have taxed themselves five
times as much as they wanted to if the error hadn't been discovered
after the voting. In Custer County, Nebraska, the county
clerk said that a count on a C.E.S. system concerning a school-closing
issue showed more people voting than were registered.
The computer had also refused to read some ballots and had
read only parts of others. In Bradenton, on the Florida Gulf
Coast, a seventh of the county's precincts had to be counted
twice, because "soggy, warped, and mangled ballots" occasionally
jammed the computers. Directly across the panhandle, at Fort
Pierce, on the Atlantic, new computerized machines counted
Democratic ballots well enough but refused to accept Republican
ones. "It was awfully strange," the supervisor of elections,
James Brooks, was quoted as saying. "Those damn machines must
have been built by the Democrats."
In San Antonio, Texas, in perhaps the most
consequential breakdown in 1980, it was discovered
that the C.E.S. program that counted votes in the Presidential
election in Bexar County could not tally more than nine thousand
votes for any race, so the computers had not counted many
of the votes cast for Ronald Reagan and two other Republican
candidates. The official post-election canvass found that
sixteen-hundredths of a per cent fewer total votes were cast
than had been reported on Election Night, whereupon the San
Antonio Express noted, "As San Antonio moves into the
computer age, the slogan of the universal suffrage movement
becomes, `One man, 0.9984 vote.' " The recount dragged
on for several weeks, with local politicians pointing fingers
at each other. Mike Greenberg, a columnist for the Express,
learned that election officials had taken unmarked ballots
home overnight. "Even already marked ballots could be tampered
with," he went on to say, continuing, "Anybody with a straightened-out
paper clip could punch out a few more holes to either spoil
a ballot with the `wrong' votes or cast `right' votes in races
ignored by the legitimate voter." In due course, Bexar County
returned to lever machines.
A candidate for the school board in Carroll County, Maryland,
in 1984, T. Edward Lippy, finished third, with about
six thousand votes. When, in obedience to state law, the
voted C.E.S.-system ballots were taken to an adjoining county
to be recounted on a different computer system, about twelve
thousand five hundred uncounted votes were found, and it was
learned that in fact about nineteen thousand citizens had
voted for Lippy. He was proclaimed the winner. The error
was explained as a slip-up by a local data-processing official.
("It was my mistake," he said.) He had inadvertently replaced
the correct C.E.S. provided program with a test program that
would not count two votes if they were punched in one column
on the ballot, and most of the voters who favored Lippy had
also voted on a home-rule proposition in the same column with
the numbered rectangle assigned to votes for Lippy. The wrong
program had also cost President Reagan more than two thousand
votes in the first count. A standard pre-election test had
not caught the official's mistake; in a state without the
requirement to double-check the count, it could have been
missed.
In 1985, in Moline, Illinois, a candidate
for alderman served for three months before a recount removed
him from office. This mistake was laid to a slipping timing
belt that had caused the card reader to fail to count a number
of straight-party votes for the real winner. The apparently
defeated candidate, it turned out, had actually won handily.
IN the fall of 1980, Michael Shamos,
a computer scientist, law student, and businessman who was
teaching at Carnegie-Mellon University, in Pittsburgh, and
running a software company, saw an announcement on a computer
bulletin board that the Commonwealth of Pennsylvania was looking
for examiners for computerized-voting systems. He knew nothing
about such systems, but the job sounded interesting, so he
signed up and went to Harrisburg to examine the C.E.S. Votomatic
system. "What I saw that day," he told me not long ago, "was
hairraising and mind-boggling: antique, obsolete, unreliable
technology packed with a systems approach that was even more
unreliable."
We were talking in the upstairs study of
Shamos's home in Pittsburgh. On the wall above his desk was
a large Princeton University pennant. He has degrees in physics
from Princeton and Vassar; an M.S. from American University
in the technology of management; three degrees in computer
science, including a doctorate, from Yale; and a law degree
from Duquesne. Shamos continued, with feeling, concerning
the Votomatic system, "Counting paper ballots is no picnic.
I really thought hard about this. Am I being picky? I came
to the conclusion that it's far worse than a paper ballot.
After all, what is the rush? I for the life of me couldn't
figure out why anybody would use this."
That November, Shamos presented to Pennsylvania's
Bureau of Elections his evaluation of the C.E.S. election
system. Punch-card technology was obsolete, his report stated.
The C.E.S. system had not been modernized and was "a security
nightmare, open to tampering in a multitude of ways," Shamos
continued. "It is apparent that security was not taken seriously
as an issue during the design of the Votomatic." The report
went on to note that the ballot pages in the Votomatic booklet
could easily be shuffled or replaced; blank punch-card ballots
were easy to obtain; and the plastic seals on the boxes used
to transport voted ballots for central counting were easily
duplicated. Moreover, the system could not be verified
without examination of its source code, yet C.E.S. had refused
to produce that code; no effort had been made to restrict
access to the control panels or the toggle switches on the
computer, with which "any person can enter arbitrary numbers
into the machine's counters;" and the counting program, loaded
through a deck of punched cards, could be altered to change
the counting "by inserting or deleting a single one of the
cards or by transposing two of them."
Shamos now warned, "The following
scenario is thus fully possible. A would-be election fixer
enters a voting booth with a card concealed on his person
that, when read by the tabulating computer, will reset its
counters to values desired by the fixer. On leaving the booth,
he presents this card, conveniently wrapped in its secrecy
envelope, to an election official who, not being permitted
to examine it, drops the `ballot' into a box. After the election,
the card makes its way to the central counting facility where
it is read by the computer. Instead of being counted as a
vote or rejected by the system, the effect of this card is
to change the current vote total for any candidate desired."
In a carefully worded paragraph headed "Concentration
of Control at C.E.S.," Shamos noted, "All
software used in the Votomatic machines is obtained in the
form of secret card decks supplied by C.E.S. Without casting
doubt on the integrity of C.E.S. in any way, nonetheless,
the possibility exists that an unauthorized person may gain
access to the central point from which these programs are
distributed and alter them. The implications are frightening
when it is remembered that one-quarter of all votes cast in
the U.S. are counted by these programs."
Throughout the evaluation, Shamos wrote,
C.E.S. "took the attitude that the Votomatic system has been
in use for seventeen years, has been evaluated by more than
thirty states, and has never been denied certification. In
response to virtually every question regarding a deficiency,
the vender responded by stating that the problem had been
considered by a number of other jurisdictions and was found
not to be serious.... The Votomatic system must be denied
certification."
Pennsylvania assigns three examiners to inspect
each voting system submitted for certification, but the decision
about it is made not by them but by the secretary of the Commonwealth.
One of the other examiners found the system acceptable. The
third, C. Kamila Robertson, of the computer-science faculty
at Carnegie-Mellon (who said that the voting booklet had come
apart in her hands, and that "it would be easy to sabotage
the computer in this system ... the switches are there for
the switching"), agreed with Shamos. The secretary of the
Commonwealth certified the system, but Shamos's report soon
became one of the basic documents in the controversy over
computerized vote-tallying.
THE precinct-level corruption that Joe Harris
had witnessed in Chicago in the twenties was visible again
in the 1982 election there, but now instead of repeat
voters the precinct captains had repeat votes, as counted
on the C.E.S. system. According to the report of a grand jury
that investigated the 1982 election, and whose indictments
led to fifty-eight convictions, ward committeemen appointed
city employees as precinct captains, and these factotums either
produced for the political machine on Election Day or lost
favor with their patrons. The grand jurors reported, "One
precinct captain and his son disregarded the actual ballots
cast by voters and instead held their own fraudulent election
after the polls closed by running two ballots through the
voting machine. One ballot was a straight Democratic `punch
10.' That ballot was counted by the machine a total of one
hundred and ninety-eight times. To make the results less suspect,
they also counted a ballot containing some Republican votes
a total of six times. Consequently, all but two of the voters
in that precinct were disenfranchised."
The grand jurors said that in many Chicago
precincts in 1982 faked punch-card votes were cast
in the names of transients, the ill, the incapacitated, and
people who had moved away, had died, or had not voted. Runners
worked the boarding houses and hotels to find out who was
not coming to the polls. "The ballots either were punched
on the voting machines by people posing as the voter, or were
punched with ball-point pens or other similar objects in a
private place outside the polling area," according to the
grand jury's report. In one named precinct in the Thirty-ninth
Ward, the captain gave lists of non-voters to one of the election
judges, and she slipped them into her shoe. During the day,
she would draw out a list when no one was looking and forge
names from it on blank ballot applications. "The precinct
captain and others apparently retreated to the privacy of
the men's washroom to punch some of the ballots," the grand
jurors said.
THE legal conflict that perhaps best embodies
the doubts about computerized democracy, and demonstrates-whether
the plaintiffs or the defendants were right in this particular
case-many of the difficulties of proving charges of stealing
elections by computer, started in Charleston, West Virginia,
in 1980 and ended, for all practical purposes except
for the plaintiffs' liabilities, in a federal appeals court
in Richmond, Virginia, in 1986. In
1971, Jack Gerbel, of C.E.S., and an area C.E.S. representative
had presented the Votomatic for approval in West Virginia,
but the state's two examiners rejected it. They cited its
permitting of overvoting, and they stated, "The computer program
... can possibly be modified by an experienced data-processing
person, causing the computer to miscount votes cast for a
particular race." However, the West Virginia secretary of
state, Jay Rockefeller (who is now United States senator
from West Virginia), seeing, as he wrote at the time, that
the report of the examiners was negative, designated two new
examiners, and they approved the system.
At about 7 P.M. on November 4, 1980, as Ronald
Reagan was being elected President, Walter J. Price III, a
plump-cheeked, energetic young man in a blue blazer and khakis
and his "Election Day" tie-blue with diagonal gold and red
stripes-drove down to the voter registrar's office in Charleston.
A freshman Republican legislator in a county that Daniel Boone
had once represented in the Virginia Assembly, Price was going
downtown to see himself reelected, as he thought, and to watch
the operation of the new system the county had bought the
year before from C.E.S. He was not worried about vote fraud,
he told me later, because the first clerk of Kanawha County
the Republicans had had since 1932, Margaret (Peggy) Miller,
would be running the count.
Over the vehement objections of the voter
registrar, Carolyn Critchfield, Price threaded his way among
desks and people toward what the election workers called the
computer cage. This was a small room with windows on all sides
that began about four and a half feet above the floor and
a Dutch door that had a window in its top half. The two vote-counting
computers of the BT-76 (Ballot Tab) system in Charleston,
one of them designated the "master" and one the "slave," had
been set up on the floor inside, with punchcard readers on
top of them and printers beside them. On the computers, down
near the floor, were sets of toggle switches. Price has testified
under oath, and repeated in greater detail during lengthy
interviews with me, that, as he walked around the outside
of this room looking in during the next hour and a half, he
saw four kinds of actions, which, four and a half years later,
dominated the only known court trial so far of charges that
an election was stolen by computer. The people who Price said
took these actions have all vigorously denied doing so, also
under oath.
Traditionally on Election Night in Kanawha
County, the vote totals were announced and posted in the precincts.
This year, none were. Instead, the uncounted voted punch cards
were all carried from the precincts to the registrar's office
and run through one central system, which Walter Price was
looking at. Only these cumulative centralized counts, which
included no record of precinct-by-precinct totals, were coming
out of the whining, clacking printers; then they were ripped
loose and fed to the local reporters and to the citizens who
had gathered on the other side of the chest-high reception
counter.
Price said that at least four times while
he was looking into the computer room that night he saw Peggy
Miller, the county clerk, drop down into what he called a
coal miner's squat-"not on her knees but bent down with her
knees coming up toward her chest"-in front of the sixteen
toggle switches on the master computer, consult notes she
had on a pad or clipboard, put the notes down, turn a key,
flip some of the switches, and turn the key again. Such an
action was not called for in the counting of the votes. After
Peggy Miller finished flipping the switches, Price said, she
reclaimed her notes and stood up. On more than one of these
occasions, she walked over to the nearby "dasher," a slow
printer, "and she would type some things and then the printer
would run," he said.
The incumbent congressman for that district,
running again, was a Democrat, John Hutchinson. He had been
elected the mayor of Charleston three times in the seventies,
and in 1976, during his service at City Hall, he had run for
governor, but had lost. Although he and Jay Rockefeller, who
in 1980 was the Democratic governor, were not friendly, Hutchinson
was regarded by Walter Price as one of the five most influential
Democrats in the state. Mick Staten, Hutchinson's Republican
opponent, was a close friend of Peggy Miller's husband, Steven,
a lawyer, who was the general counsel for the Republican executive
committee of that congressional district, and Staton's largest
campaign contributor. Hutchinson had trounced Staton in a
special election the preceding June, and two polls conducted
by the Charleston Gazette had predicted that Hutchinson
would win again, in the counting that Price was watching,
by a spread of between fourteen and sixteen percentage points;
that is, by around twenty-five thousand of the votes that
were being counted. Hutchinson's wife, Berry, said that a
poll by the Democratic National Committee, too, had shown
that her husband would win by a wide margin. Staton himself,
however, had predicted that he would win, by five points.
Price said that during the counting his fellow-Republican
Steve Miller entered the computer cage, drew out of the inside
pocket of his suit coat a pack of cards between a quarter
of an inch and an inch thick and the same size as the ballot
and control punch cards, patted the cards to even them up,
and handed them to his wife. According to Price, they were
talking, but, being behind the glass, he could not hear what
they said. Price testified that Peggy Miller ran the cards
through the card reader, retrieved them, and gave them back
to her husband, and that he returned them to his breast pocket
and left the room.
Seated at a table lodged between elements
of the C.E.S. system was a man Price had never seen before.
Clearly, the person he was referring to was Carl Clough, the
Northeast sales manager of C.E.S., who had been with the company
for ten years. Price said he saw this man busily using a telephone
and what seemed to be a calculator. Open in front of him on
the table was a large case resembling a briefcase. Three or
four times, Price said, the man grasped the phone as one might
the handle of a suitcase, and, he told me, he "places it,
he very carefully places it" in the case; he "pushed
it down ... it was just a very deliberate pushing in" of the
phone. After a time, he said, the man put both hands to the
case, seemed to hold it down with one hand "like he was steadying,
like there was some resistance to," the phone's "coming out,"
and, with the other, pulled the phone out "with some force."
This resembles a description of a man using a modem, a device
that permits computers separated by hundreds or thousands
of miles to communicate with each other over telephone lines.
The operator of the master computer that
night was Darlene Dotson; the secondary, slave computer was
the responsibility of Vicky Lynn Young, just two years out
of high school. Vicky Young needed to keep her job, because
she was taking care of some of her close relatives. Nevertheless,
later, on the witness stand, she swore that on one occasion
during the counting in the cage Clough "told me to go over
and stand beside Darlene and help her with her computer so
that nobody could see."
Had this happened? Clough was asked during
the trial. "Absolutely not," he replied. Furthermore, he said,
he had had a briefcase in the computer cage, but there had
been neither a modem nor any other electronic equipment in
it. He thought that he had used a phone in the cage, but that
it could have been moored in an adjacent room. Young testified
that Clough had tools but had not used a modem; he denied
that he had any tools. Dotson averred twice before the trial
that there had been a phone in the room and that Clough had
used it "more than once;" at the trial she said there had
been a phone jack in the room, but no phone.
Peggy Miller said on the stand that she had not gone
into the computer cage at all on Election Night, thereby denying
Price's testimony. (Mrs. Miller, who has resumed her former
career as a schoolteacher, and is a candidate for the state
legislature on November 8th, later said to me of Price, "He
lied in court," and she also said, "He'll testify against
his mother if it'll get him something.") Steve Miller, asked
by the lead attorney for the plaintiffs, John Mitchell, "Did
you enter the computer room and take several computer-sized
cards out of your pocket and lay them down?" answered, "Absolutely,
positively no." Clough said the Millers had not been in there
while he was, although he had "stepped out a few times." A
county commissioner said that he had seen Peggy Miller in
the room. Dotson said that the Millers were not there and
that Peggy Miller "may have come in, but not all the time."
Young "didn't remember" Peggy Miller there, and said that
she did not see Steve Miller come in "that I remember."
In a document having to do with an appeal,
the defendants described Price's testimony as uncorroborated
and "soundly contradicted by every other witness called by
plaintiffs who was in a position to observe the occurrences
in the computer room." They characterized Young's testimony
as a denial that Peggy Miller had manipulated the toggle switches;
they stressed that Price had not known the identity of the
man he had seen with the briefcase.
On the night in question, Price, following
the returns, perceived that he was losing his position in
the House of Delegates, and after saying so to a friend of
his he exclaimed loudly, pointing to the computer cage, "The
only election I lost was in that room!" Hutchinson, too, lost
that night, and by nearly ten thousand votes-the five percentage
points by which his opponent, Mick Staton, earlier that fall
had predicted his own victory.
Leonard Underwood, a Baptist minister, who
had been defeated for the legislature by seven votes, challenged
the Charleston results in a lawsuit, but Peggy Miller said
that sixty-two days after the election-just two beyond the
earliest legal moment in the absence of a contested election-she
had had the punch-card ballots destroyed, not realizing that
Underwood's challenge was still pending. "Anytime an election
is completed ... those materials are cleaned out," she said.
"Otherwise we would have a continuous buildup of materials."
T. David Higgins, a Union Carbide computer
specialist who was also the chairman of the Kanawha County
Republican Party, testified during the trial that in Charleston
in the summer of 1981, at a political affair for Representative
Staton, he had spoken at length with Steve Miller:
He was very unhappy with
the fact that I was working with the joint House-Senate
subcommittee here at the Capitol which was looking into
the whole question of electronic voting in the state of
West Virginia. And he also said something to the effect
of how it worked out that my working with them, collaborating
with them, somehow in his mind cast aspersions of.... He
suggested that I thought there was something irregular in
the election of November, 1980, here specifically in Kanawha
County.
I said to him at that point
that I did not think they had done anything wrong in the election
of 1980. I said to him, "I do not think that you understand
enough about this computer to rig it to fix an election."
And Steve looked me in the eye, grinned like
a shark ... and said to me, "You underrated us."
(In a recent interview, Steve Miller denied
that he had said "You underrated us" to Higgins at the Staton
affair. "He told me about reports he had heard from Democrats
that `you guys had stolen the election,' and that he had told
them we weren't smart enough to do that," Miller said. "And
he's right, I grinned like a shark. In fact, I laughed out
loud. I told him, `Thank God, neither are you, David,' and
turned on my heel and walked off." Miller went on to describe
Higgins as "a conceited, arrogant fop" and "a shallow idiot."
On the subject of Walter Price's testimony, Miller said, "He's
a liar. I've never been in that computer room in my life."
As for Price himself, he said, "If I had a choice between
sitting down with him and a polecat, I'd pick the polecat.")
C.E.S. officials in Berkeley, upon learning
of the rising public alarm in Charleston, sent out one of
their programming consultants, C. Stephen Carr, who had probably
written or revised as many of the codes for votecounting machines
as anyone else in America. Testifying at hearings on electronic
voting that had been called by the West Virginia secretary
of state, in Charleston, Carr declared, "While any computer
system can be penetrated, the time and effort to penetrate
this one is so extreme as to render it effectively impenetrable."
Representative Staton was defeated for reelection
in 1982. The West Virginia legislature passed a law that year
requiring that after each election "at least five per cent
of the precincts shall be chosen at random and the ballot
cards cast therein counted manually." A special grand jury
that was convened to investigate the November, 1980, election
indicted Peggy Miller on six felony and nine misdemeanor charges
of election-law violations, none of them directly related
to the computers, and she was tried and acquitted on all counts.
THREE of the Democrats who had lost in 1980-Hutchinson,
Underwood, and Bill Reese, a candidate for county commissioner-continued
to be troubled by the outcome even after Miller's acquittal.
Underwood wanted the three of them to sue for damages.
John Hutchinson told
him, "Why, you're crazy as a bedbug, they beat me by ten thousand
votes."
Underwood replied,
"If you're gonna steal it, you can put in ten thousand as
easily as ten."
Dozens of times, driving past the Hutchinsons'
home, which is near his own in Charleston, Walter Price recalled,
he thought that he should go in and tell Hutchinson what he
had seen in the computer cage. "It occurred to me that that
poor man ought to know what really screwed him out of Congress,"
Price said to me. "Why I didn't do it I don't know."
In mid-1982, though, he said, he happened
to take a seat in front of the Hutchinsons at a public meeting
in the state capitol, and Berry Hutchinson, a shrewd and ebullient
woman, who is a member of an old-money Charleston family,
leaned forward and asked him, "Were you by any chance present
when the ballots were being processed in 1980?"
"Well, yes, I was," he replied.
She told him she and her husband would buy
him lunch in the basement cafeteria if he would tell them
what he had seen.
"For about thirty-five seconds," Price told
me, he flinched mentally at "having truck with Democrats"
and at having everybody see him walk through the capitol with
John Hutchinson, but then-"It was a flash of lightning"-this
response was erased by the thought Well, hell, you've got
to do what's right. Price thereupon said he would go. Over
lunch, he said, he described to the Hutchinsons what he had
seen, and during a visit to the computer cage after lunch
he showed Berry Hutchinson the toggle switches on the front
panel. Outside the registrar's office, she said later, she
asked him whether he would testify if they filed a lawsuit,
and he said yes.
Early the next year, John Hutchinson, Underwood,
and Reese, their evidence dramatically fortified by Walter
Price, sued the Millers, the registrar of voters, the county
commissioners, C.E.S. and four of its employees, and others
for about nine million dollars in damages, alleging (in their
third amended complaint) that various of the defendants had
"tampered, directly and/or indirectly, with the computer programming
of the election computer" and "rigged the counting computers
by the manipulation of control toggle switches and the use
of predetermined material or both in such a way that the computer
did not reflect an actual count of ballots cast." The plaintiffs
contended that by these and other means they had been deprived
of "their constitutional right to vote or receive votes [and]
their right to hold public office," and of income, reputation,
time, and money.
Needing a computer expert, the plaintiffs
turned to Wayne G. Nunn, a slender, soft-spoken man of thirty-six
who was a project scientist for Union Carbide, one of the
major chemical companies in West Virginia's Chemical Valley.
Nunn had supervised the design and installation of computer
networks, some costing several million dollars, for the firm's
laboratories and pilot plants. He had shared an office there
for three years with David Higgins, who was the chief of Union
Carbide's computerized technology-intelligence-information
network. Nunn also ran a small custom-software venture that
wrote programs, did consulting, and sold operating systems.
|